MODERN AGE PROTECTION: PROTECTING
INDIGENOUS KNOWLEDGE THROUGH
INTELLECTUAL PROPERTY LAW
Lindsey Schuler
*
A
BSTRACT ................................................................................................. 752
I
NTRODUCTION, TO A MODERN AGE ......................................................... 752
I. B
ACKGROUND: DEVELOPMENT OF DOMESTIC, SUI GENERIS, AND
INTERNATIONAL INTELLECTUAL PROPERTY LAW PROTECTION ........... 753
A. United States Intellectual Property Forms and Definitions ........ 753
B. Sui Generis.................................................................................. 755
C. International Intellectual Property Protections ........................... 757
1. World Trade Organization .................................................. 758
2. World Intellectual Property Organization ........................... 759
3. Universal Declarations of Human Rights and the Rights
of Peoples ............................................................................ 759
4. United Nations Declaration on the Rights of Indigenous
Peoples ................................................................................ 761
II. C
URRENT LAWS FOR PROTECTION OF INDIGENOUS CULTURE,
NATIONALLY ......................................................................................... 762
A. Australia ...................................................................................... 762
B. New Zealand ............................................................................... 764
C. South Africa ................................................................................ 766
D. Canada ........................................................................................ 768
E. The United States ......................................................................... 768
III. I
NTERNATIONAL LAW PROTECTIONS ON INDIGENOUS CULTURE ....... 770
A. WIPO Intergovernmental Committee on Intellectual Property
and Genetic Resources, Traditional Knowledge and Folklore
(IGC) ........................................................................................... 770
1. Traditional Cultural Expressions ....................................... 773
2. Traditional Knowledge ....................................................... 773
3. Genetic Resources .............................................................. 774
B. Creating Streamlined Intellectual Property Regulations ............. 774
C. Permissive or Mandatory: Should the Regulations Be Binding
or non-Binding? .......................................................................... 774
IV. M
AKING THE WIPO INTERGOVERNMENTAL COMMITTEE
REGULATIONS SUCCESSFUL ................................................................. 775
A. Mandatory Regulations ............................................................... 775
B. Incorporate Indigenous Concepts of Ownership ........................ 776
C
ONCLUSION.............................................................................................. 777
*
J.D., Michigan State University College of Law. B.A., University of Kansas.
752 Michigan State International Law Review [Vol. 21:3
A
BSTRACT
Protecting Indigenous knowledge and culture has long been a concern
both within and outside of the legal community. In the last decade an
increased awareness and attempt to protect the rights and dignity of
Indigenous innovation, knowledge, and culture has spread to the realm of
intellectual property law. Efforts have been made to protect folklore and art
through copyright law, insignia through trademark law, and biotechnology
and genetic resources through patent law. This paper addresses the
foundations of individual national laws aiming at protecting Indigenous
culture through intellectual property law as well as the current draft of
international law by the World Intellectual Property Organization (WIPO).
Part II explains the background concept of sui generis intellectual property
law and how Indigenous’ protections evolved to fall under the umbrella of
Intellectual Property law. Part III analyzes intellectual property laws of five
independent nations that have taken steps through intellectual property to
protect the knowledge and culture of their Indigenous populations and
questions whether these individual laws are adequate or whether
international protections would be more beneficial. Part IV will introduce
and outline the basic concepts and theories behind the WIPO draft
attempting to create an international declaration protecting Indigenous
Knowledge through intellectual property law. Part IV also includes a
discussion of the ongoing debate over the arrangement of the final draft of
the declaration. Finally, in Part V, this essay suggests recommendations for
the final WIPO declaration and reflects on the proper course of action to
most securely implement these new intellectual property laws in a way that
will most fully protect Indigenous knowledge and culture.
I
NTRODUCTION, TO A MODERN AGE
Stereotypically, Indigenous peoples are stuck in an ancient world with
very little recognition in modern times. Although Indigenous practices and
ideas may seem antiquated to a majority of the international population,
Indigenous peoples have recently been recognized among several nations as
having rights in intellectual property law.
1
The international community has
responded and the World Intellectual Property Organization (WIPO) is
currently in the process of drafting international regulations to protect
Indigenous traditional cultural expression, traditional knowledge, and
1. See infra pp. 15-27 (discussing the intellectual property protections of Australia,
New Zealand, South Africa, Canada, and the United States).
2013] Modern Age Protection 753
genetic resources.
2
Ancient peoples are moving forward in the modern age,
adapting current legal trends to protect their rights alongside their national
counterparts, and to protect from overzealous misappropriation of
Indigenous culture by those hoping to make a profit. Although national
recognition is a good beginning to Indigenous intellectual property
protection, only binding international regulations will grant Indigenous
people equal treatment for full protection of their intellectual property.
I. B
ACKGROUND: DEVELOPMENT OF DOMESTIC, SUI GENERIS, AND
INTERNATIONAL INTELLECTUAL PROPERTY LAW PROTECTION
A. United States Intellectual Property Forms and Definitions
Intellectual property law in the United States has been recognized for
several hundred years, but it is still a rather modern phenomenon, having
become a common colloquial phrase in the late twentieth century.
3
A burst
of pervasive intellectual property law began at the forefront of the computer
and bio-technology boom when scientists and innovators were apprehensive
about losing control of their ideas and, as a result, the profits those ideas
would bring.
4
Intellectual property law has transitioned over the years to
become what copyright, patent, and trademark law are in the United States
(and around the world) today. For the purpose of this paper, the focus will
remain on international intellectual property agreements and U.S.
intellectual property protections for Indigenous peoples. For the most part,
intellectual property protection of Indigenous traditional knowledge and
cultural heritage does not conform to the Western conception of intellectual
property protection.
5
For example, traditional knowledge encompasses
much more than the Western intellectual property regime, such as “beliefs,
knowledge, practices, innovations, arts, spirituality, and other forms of
cultural experience and expression” rather than Western tendencies toward
protecting scientific, technological, artistic, and literary innovation through
hardline tests of patent, copyright, and trademark law.
6
Furthermore,
diffusion of Indigenous traditional knowledge significantly varies from the
2. See Intergovernmental Committee, WORLD INTELLECTUAL PROPERTY
ORGANIZATION, http://www.wipo.int/tk/en/igc/index.html (last visited May 23, 2012)
[hereinafter Intergovernmental Committee].
3. Benjamin Coriat & Fabienne Orsi, Establishing a New Intellectual Property
Rights Regime in the United States: Origins, Content, and Problems, 31 R
ES. POLY 1491,
1493 (2002).
4. Id. at 1498-99.
5. See Panel Discussion, Peter Drahos, The Universality of Intellectual Property
Rights: Origins and Development, W
ORLD INTELLECTUAL PROPERTY ORGANIZATION 13
(1999), available at http://www.wipo.int/tk/en/hr/paneldiscussion/papers/pdf/drahos.pdf.
6. Tonina Simeone, Indigenous Traditional Knowledge and Intellectual Property
Rights, P
ARLIAMENT OF CANADA (Mar. 17, 2004), http://www.parl.gc.ca/Content/LOP/Resear
chPublications/prb0338-e.htm.
754 Michigan State International Law Review [Vol. 21:3
Western tendency towards hard copy documentation.
7
Traditional
knowledge is typically transmitted via “songs, proverbs, stories, folklore,
community laws, common or collective property and invention, practices
and rituals.”
8
Increasing misuse and exploitation of traditional knowledge
and cultural heritage pieces led the United States and various international
communities to create and expand intellectual property protections for
traditional knowledge.
9
In the United States, Indigenous intellectual property protections slowly
began to emerge through privatized programs. Private organizations
initiated a movement in the 1970s to protect the marketing of Indigenous
arts and crafts with the creation of the Indian Arts and Crafts Association
(IACA).
10
At that time, legislation to protect the market of Indigenous arts
and crafts was barely in existence, so the IACA came together demanding
the dignity of authentic Indigenous arts and crafts.
11
As a result of the
IACA’s advocacy, the Indian Arts and Crafts Act of 1990 was signed into
law at Public Law 101-644.
12
Under the Indian Arts and Crafts Act, civil
and criminal penalties may be assessed in the United States for unlawfully
misrepresenting arts and crafts as those of a federally or state recognized
American Indian tribe.
13
An artisan must truthfully mark all works with the
proper tribal affiliation to prevent misuse and protect traditional knowledge
needed for constructing these artistic works.
14
Another influential protection
mechanism from 1990 is the Native American Graves Protection and
Repatriation Act (NAGPRA), which can be found at 25 U.S.C. § 3001.
15
Unfortunately, this statute is limited to protection of human remains and
items of cultural heritage that are specifically held by museums or
institutions receiving government funding.
16
These reflect a number of
attempts by the United States to protect Indigenous Knowledge, but they
were instrumental to enhance protections for this newly recognized subject
matter.
7. Id.
8. Id.
9. See generally Wayne Shammel & Dave Stephenson, Protecting American Indian
Intellectual Property in the Twenty-First Century: The Case of the Cow Creek Tribe and
Indian Motorcycle, 24 C
ULTURAL SURVIVAL Q. (Winter 2000), available at http://www.cultur
alsurvival.org/ourpublications/csq/article/protecting-american-indian-intellectual-property-
twenty-first-century-th.
10. About IACA, I
NDIAN ARTS AND CRAFTS ASSN, http://www.iaca.com/About%
20IACA.htm (last visited Mar. 27, 2012).
11. Id.
12. U.S. Dep’t of the Interior, The Indian Arts and Crafts Act of 1990, T
HE INDIAN
ARTS AND CRAFTS BOARD, http://www.doi.gov/iacb/act.html (last visited Mar. 27, 2012).
13. Id.
14. Id.
15. Nat’l Park Serv. Dep’t of the Interior, Laws, Regulations, and Guidance,
N
ATIONAL NAGPRA, http://www.nps.gov/nagpra/MANDATES/INDEX.HTM (last visited
Mar. 27, 2012); Shammel & Stephenson, supra note 9.
16. 25 U.S.C. § 3001 (2006).
2013] Modern Age Protection 755
B. Sui Generis
Intellectual property law is traditionally a combination of copyrights,
patents, and trademarks that delineates rights of property ownership and
allows for protection against unfair competition.
17
Definitions within
intellectual property statutes are a source of contention between individual
nations and international organizations.
18
Each statute can have its own
definitions for what is covered under the specific statute, not one of them
completely aligning with another.
19
Definitions in statutes are typically
variable by nation as a result of diverse traditional, philosophical, and legal
ideas.
20
Despite differences in exact definitions, establishing intellectual
property rights primarily creates a property right allowing the owner to
exclude others from use.
21
Sui generis is a Latin term simply meaning “of its
own kind.”
22
Similarly, in the legal community sui generis “is used in
intellectual property law to describe a regime designed to protect rights that
fall outside the traditional patent, trademark, copyright, and trade-secret
doctrines.”
23
Under sui generis law, when intellectual property laws do not
generally protect an object, a statute can be enacted specifically for the
purpose of using intellectual property law to protect untraditional subject
matter. Sui generis protection stems from a belief that a new form of
invention needs legal protection, but does not conform to the current
intellectual property protections available.
24
Theoretically, “a sui generis
system could be created individually and enacted differently from one
country to another.
25
Scholars believe the purpose and need for sui generis
protection evolved as a way to stem creativity for new inventions; authors
were afraid to create when their work would not be rewarded with
protection.
26
In the United States and the European Union, sui generis
protection has regularly been employed over the years to develop new
protections for biotechnology, design patents, and databases.
27
It is strongly
17. Drahos, supra note 5.
18. Id.
19. Id.
20. Id.
21. Id.
22. Sui generis, R
EFERENCE.COM, http://dictionary.reference.com/browse/sui+generis
(last visited May 24, 2012).
23. B
LACKS LAW DICTIONARY (9th ed. 2009) (Westlaw).
24. John Bagby, Who Owns the Data?,
ONLINE RESEARCH: PENN STATE (Jan. 1,
2003), http://www.rps.psu.edu/0301/data.html.John Bagby, Who Owns the Data?, O
NLINE
RESEARCH: PENN STATE (Jan. 6, 2003), http://www.rps.psu.edu/0301/data.html.
25. S
TEPHEN A. HANSEN & JUSTIN W. VANFLEET, TRADITIONAL KNOWLEDGE AND
INTELLECTUAL PROPERTY: A HANDBOOK ON ISSUES AND OPTIONS FOR TRADITIONAL
KNOWLEDGE HOLDERS IN PROTECTING THEIR INTELLECTUAL PROPERTY AND MAINTAINING
BIOLOGICAL DIVERSITY 27 (2003).
26. See Bagby, supra note 24 (discussing sui generis protection for a new form of
intellectual property, protection of databases).
27. Id.
756 Michigan State International Law Review [Vol. 21:3
argued that without this novel protection many of these inventions would
not have been developed.
28
Previously, there was no guarantee on return of
investment, but sui generis protection guards against pirating and
infringement that would severely harm profits.
29
For example, the sui
generis form may be adopted to support access and benefit sharing though
newly formed legal rights that acknowledge traditional knowledge.
30
Costa
Rica adopted this method of sui generis protection admitting “intellectual
rights, the knowledge, practices and innovations of indigenous peoples and
communities related to the use of components of biodiversity and associated
knowledge” whether the traditional knowledge is officially documented or
not.
31
Similarly, Canada adopted sui generis protections and created Aboriginal
Title, a new form of property ownership for real property.
32
In 1982, the
Constitution Act annulled common law precedent, which did not allow for
Aboriginal Title, by creating specific clauses that referenced and called for
application of this new form of property protection.
33
To move into the
modern realm, sui generis protection must be extended to intangible
property such as intellectual property. Dr. Harry Chartrand argues First
Nations peoples have the opportunity to create brand names (among other
intangible properties) in the global community.
34
Chartrand also argues that
restrictions on the right to interact in these markets impinge the First
Nations peoples’ competitiveness in global markets.
35
One avenue Canada
may pursue is adopting international conventions that protect cultural
heritage via intellectual property law, like the 2003 UNESCO Convention
on Intangible Cultural Heritage.
36
Canada has recently taken steps to
become involved in cultural protections through intellectual property law.
Canada is currently one member of the WIPO’s Intergovernmental
Committee on Intellectual Property and Genetic Resources (IGC) and takes
part in the discussions regarding drafting international Indigenous
intellectual property law protections.
37
Departing from common law, which
28. Id.
29. Id.
30. H
ANSEN & VANFLEET, supra note 25.
31. Id. (citing National Legislation of Costa Rica, Biodiversity Law, art. 82 (R.D.-
Ley. 1998, 7788)(Costa Rica)).
32. Harry Hillman Chartrand, Equity and Aboriginal Title: A Cultural Economics
Research Note on Post-Colonial Consciousness, C
OMPILER PRESS 7-8 (2008), available at
http://www.compilerpress.ca/CCR%20PRN/EQUITY.pdf.
33. Id.
34. Id. at 7.
35. Id.
36. Id. at 9.
37. Daniel Pruzin, Treaties: WIPO Cites Progress in Advancing Treaty On
Protection of Traditional Knowledge, P
ATENT, TRADEMARK, & COPYRIGHT LAW DAILY:
NEWS (May 17, 2010), available at http://proxy.law.msu.edu:2055/ptdm/display/batch_print
2013] Modern Age Protection 757
does not always allow for precedent, and incorporating intellectual property
through statutory measures is the answer for incorporating cultural heritage
into intellectual property and allowing Indigenous people to interact with
the modern global economy.
38
C. International Intellectual Property Protections
International intellectual property is distinctly more complex than the
intellectual property law of individual nations. According to Drahos,
development of international intellectual property protection has three
distinct periods: (1) the territorial period, which was characterized by an
absence of international protections; (2) the international period, which was
highlighted by several international countries joining the WIPO and
agreeing to form the international Paris
39
and Berne Conventions
40
to
protect industrial property and literary and artistic works respectively; and
(3) the global period, which is characterized by the Agreement on Trade-
Related Aspects of Intellectual Property Rights (TRIPS)
41
that links trade
and intellectual property.
42
Intellectual property protection morphed from
_display.adp?searchid=16652417 [hereinafter Treaties: WIPO Cites Progress in Advancing
Treaty On Protection of Traditional Knowledge].
38. See Chartrand, supra note 32, at 9.
39. The Paris Convention was concluded in 1883 with several later amendments.
Summary of the Paris Convention for the Protection of Industrial Property (1883), W
ORLD
INTELLECTUAL PROPERTY ORGANIZATION, available at http://www.wipo.int/treaties/en/ip/
paris/summary_paris.html (last visited May 24, 2012). It established an international form of
protection for industrial property and was open to all nations to join. Id. Industrial property
included “patents, marks, industrial designs, utility models . . . trade names . . . geographical
indications . . . and the repression of unfair competition.” Id.
40. The Berne Convention was developed and open to all nations in 1886 to create
property protection for authors of literary and artistic works. Summary of the Berne
Convention for the Protection of Literary and Artistic Works (1886), W
ORLD INTELLECTUAL
PROPERTY ORGANIZATION, available at http://www.wipo.int/treaties/en/ip/berne/summary_
berne.html (last visited May 24, 2012). There were three basic principles of the Berne
Convention: (1) all works will have the same protections in the originating state as well as in
all other member states of the Berne Convention, (2) protection cannot be conditional upon
any additional formalities – protection is automatic, and (3) protection under the Berne
Convention is generally independent of those protections established by the originating
nation, but may be subject to protection termination conditions. Id.
41. The TRIPS Agreement came into effect significantly later, in 1995, and was
developed by the World Trade Organization, and in effect, it created the most comprehensive
intellectual property protection to date. Overview: the TRIPS Agreement, W
ORLD TRADE
ORGANIZATION, http://www.wto.org/english/tratop_e/trips_e/intel2_e.htm (last visited Mar.
15, 2013). The rights covered under the TRIPS Agreement are copyright, trademark,
geographical indications, industrial designs, patents, layout-designs of integrated circuits,
and undisclosed information, i.e. trade secrets. Id. The three distinct aims of this agreement
are (1) standards for protection, including complying with the Paris and Berne Conventions;
(2) domestic enforcement of protection rights; and (3) dispute settlement between World
Trade Organization members. Id.
42. Drahos, supra note 5.
758 Michigan State International Law Review [Vol. 21:3
having protection only in the country of origin to global agreements on
reciprocal intellectual property protections.
43
All member countries that
subscribe to global agreements agree to abide by specific protection rules
and regulations in consideration for receiving the same protections for their
own intellectual property in all other member countries.
44
Two of the most
influential institutions that draft multi-nation declarations to protect
international intellectual property are the World Trade Organization and the
World Intellectual Property Organization. Additional international
documents that protect important Indigenous intellectual property rights are
the Universal Declaration of Human Rights, the Universal Declaration of
the Rights of Peoples, and the United Nations Declaration on the Rights of
Indigenous Peoples.
1. World Trade Organization
The World Trade Organization (WTO) can be credited with protecting
international intellectual property within the scope of international trade.
45
It
is most notable for its creation of the TRIPS agreement, which focuses on
national and territorial intellectual property treatment.
46
The TRIPS
Agreement is binding on all WTO members, making protections uniform
across participating nations, and resulting in highly functional intellectual
property protections.
47
Over the years, there has been a greater expectation
for nations to comply with the TRIPS Agreement to secure trade with other
nations.
48
This trend suggests compliance with international intellectual
property agreements will become the standard and eventually enforceable
across the globe, rather than merely permissive in some nations.
49
The
TRIPS agreement is on the forefront of global advancement in its regulation
of contract and property.
50
Objects of property can now be exchanged
globally through contract, creating a diverse market.
51
The TRIPS
Agreement has opened doors to nations to trade globally without fear of
theft of innovations, has streamlined intellectual property protections, and
has paved the way for Indigenous communities to break into the global
trade market.
43. See id.
44. See Understanding the WTO: The Agreements, Intellectual Property: Protection
and Enforcement, W
ORLD TRADE ORGANIZATION, available at www.wto.org/English/thewto
_e/tif_e/agrm7_e.htm (last visited Mar. 12, 2012).
45. See id.
46. Drahos, supra note 5.
47. Id.
48. See Drahos, supra note 5 (stating that before trading the U.S.A. and European
countries ask whether international traders comply with TRIPS during negotiations for
trade).
49. See id.
50. See id.
51. Id.
2013] Modern Age Protection 759
2. World Intellectual Property Organization
The WIPO is a United Nations agency that specializes in promoting
innovation and creativity between international countries and cultures
through a uniform intellectual property law system.
52
The WIPO was
established fully in 1967 and currently has 185 member states participating
in its programs.
53
It also works in conjunction with the WTO through a
cooperative agreement to manage global intellectual property laws within
trade.
54
Most notably, for discussion within this paper, the WIPO has
created the Intergovernmental Committee and is currently debating and
drafting an international legal instrument for the protection of intellectual
property, genetic resources, traditional knowledge, and folklore of
Indigenous peoples.
55
These documents will be exceptionally important to
Indigenous people on a global level, developing a forum for rigorous
protection of Indigenous property through modern legal application.
Although these new adoptions will not replace what has already been lost,
hopefully these regulations will change the course of history by
safeguarding Indigenous communities from further loss.
3. Universal Declarations of Human Rights and the Rights of
Peoples
The 1948 Universal Declaration of Human Rights (UDHR) is an
important international document that furthered the ownership rights of
Indigenous peoples. Although this document does not speak specifically to
intellectual property rights, these rights can be inferred from the language of
the UDHR.
56
For example, Article 27 seems to fundamentally protect those
creations generally protected by intellectual property law.
57
Article 27(1)
grants everyone the right to “freely . . . participate in the cultural life of the
community, to enjoy the arts and to share in scientific advancement and its
benefits.”
58
Furthermore, Article 27(2) says “[e]veryone has the right to the
protection of the moral and material interests resulting from any scientific,
52. What is WIPO?, WORLD INTELLECTUAL PROPERTY ORGANIZATION, http://www.w
ipo.int/about-wipo/en/, (last visited May 19, 2012).
53. Id.; see also WIPO: A Brief History, W
ORLD INTELLECTUAL PROPERTY
ORGANIZATION, http://www.wipo.int/about-wipo/en/history.html, (last visited Mar. 15, 2013)
[hereinafter WIPO: A Brief History].
54. WIPO: A Brief History, supra note 53.
55. Intergovernmental Committee, supra note 2.
56. Drahos, supra note 5.
57. Id.
58. Universal Declaration of Human Rights, G.A. Res. 217 (III) A, U.N. Doc.
A/RES/217(III), art. 27 (Dec. 10, 1948), available at http://www.un.org/en/documents/ udhr/
index.shtml#a27.
760 Michigan State International Law Review [Vol. 21:3
literary or artistic production of which he is the author.”
59
Article 17,
covering the universal right to own property, reinforces article 27(2). Article
17(1) confirms there is a universal right to own property either solely or in
conjunction with others.
60
Article 17(2) enforces that no one, who owns
property, will be deprived of that property arbitrarily.
61
These rights extend
to ownership of intellectual property and support the right of Indigenous
People to own and to control their own property; this right may be regulated
by the state, but it must not be done arbitrarily.
62
The Universal Declaration of the Rights of Peoples (UDRP) similarly
protects every person’s right to participate in their community through arts
and property ownership. Indigenous Knowledge is generally preserved
through Indigenous customs and traditions like oral histories, craftsmanship,
and everyday life practices. The UDRP recognizes community traditions,
historic values, arts, etc. and preserves the right of all persons to maintain
and preserve traditions and their own specific ways of life.
63
Intellectual
property rights are specifically mentioned in the UDRP.
64
Article 5
stipulates “[a]ll peoples have the right to sovereignty over the natural wealth
and resources within their territories. All peoples also have the right to
intellectual property.”
65
Article 14 emphasizes the right of all people to
develop and preserve their traditional way of life, which for Indigenous
peoples, is paramount to the preservation of their culture.
66
Article 15
expounds on cultural preservation, asserting “[a]ll peoples have the right to
self-identification and have the right to know, learn, preserve and develop
their own culture, history, language, religion and customs.”
67
Acceptance of
these Declarations will promote conservation of Indigenous Knowledge
through modern intellectual property systems, particularly because
Indigenous Knowledge will be able to legally protect Indigenous culture
from slavish copying. Claiming and protecting cultural heritage is not
widely popular within Western legal systems, so it has been difficult for
Indigenous people to expound on the rights evident in these Declarations.
68
However, it seems Indigenous communities are increasingly grasping ahold
of intellectual property protections to reclaim traditional knowledge and
resources.
69
59. Id. at art. 27(1).
60. Id. at art. 17(1).
61. Id. at art. 17(2).
62. Drahos, supra note 5.
63. See Universal Declaration of the Rights of Peoples, U
NREPRESENTED NATIONS
AND
PEOPLES ORGANIZATION, at Pmbl (Feb. 17, 2004), http://www.unpo.org/article/105.
64. Id. at art. 5.
65. Id.
66. Id. at art. 14.
67. Id. at art. 15.
68. Drahos, supra note 5.
69. Id.
2013] Modern Age Protection 761
4. United Nations Declaration on the Rights of Indigenous
Peoples
The United Nations Declaration on the Rights of Indigenous Peoples
(UNDRIP) affirms that rights of Indigenous peoples are equal to those of
every other individual.
70
The UNDRIP expressly denotes traditional
protection and intellectual property rights.
71
Article 11 specifically lists
protections and restitution available to Indigenous peoples for improper
taking of Indigenous cultural items or making improper representations.
72
For example, Article 11 states “Indigenous peoples have the right to practise
[sic] and revitalize their cultural traditions and customs” including the rights
to “maintain, protect and develop the past, present and future manifestations
of their cultures, such as archaeological and historical sites, artefacts, [sic]
designs, ceremonies, technologies and visual and performing arts and
literature.
73
Many of these protections can be achieved through copyright,
trademark, and patent laws.
74
The UNDRIP, in Article 24, also manifests
the right to protect “traditional medicines and to maintain . . . health
practices, including the conservation of . . . vital medicinal plants, animals
and minerals,”
75
which falls within the rapidly expanding area of
biotechnology intellectual property law. In Article 31, UNDRIP conserves
Indigenous peoples’ right to
maintain, control, protect and develop their cultural heritage, traditional
knowledge and traditional cultural expressions, as well as the
manifestations of their sciences, technologies and cultures, including
human and genetic resources, seeds, medicines, knowledge of the
properties of fauna and flora, oral traditions, literatures, designs, sports and
traditional games and visual and performing arts.
76
Article 31 purposely mentions the “right to maintain, control, protect and
develop . . . intellectual property over such cultural heritage, traditional
knowledge, and traditional cultural expressions” to give Indigenous peoples
a recognized forum to protect their rights.
77
Today, intellectual property law
is a widely recognized forum for Indigenous Knowledge protection, and as
70. United Nations Declaration on the Rights of Indigenous Peoples, G.A. Res.
61/295Annex, U.N. Doc. A/RES 61/295, at 1 (Sept. 13, 2007), available at http://www.un.or
g/esa/socdev/unpfii/documents/DRIPS_en.pdf.
71. See id. at arts. 11, 24, and 31 for specific examples of specific protections of
tradition through intellectual property law.
72. See id. at art. 11.
73. Id.
74. Id.
75. Id. at art. 24.
76. Id. at art. 31.
77. Id.
762 Michigan State International Law Review [Vol. 21:3
it continues to grow, it will become more apparent regardless of whether
this is the proper forum for preservation or merely a temporary fix.
II. N
ATIONAL LAWS FOR THE PROTECTION OF INDIGENOUS CULTURE
Several nations with numerous Indigenous communities have assisted in
the protection of Indigenous Knowledge by creating their own national
statutes for such protection. The following nations of Australia, New
Zealand, South Africa, Canada, and the United States have taken
progressive steps to incorporate intellectual property protections within their
statues, which allow Indigenous communities to participate in the modern
legal system.
78
Though these nations have attempted to incorporate
Indigenous protections into their national law, difficulties remain. Schools
of thought between Western legal systems and Indigenous communities are
vastly contradictory.
79
While Western schemes attempt to break areas of law
into smaller fractions, forming separate rules that may be unconnected to
other areas of law, Indigenous systems attempt to incorporate the whole,
finding a connection between all things.
80
The following section will dissect
national statutes and other protection methods adopted for these several
nations. The next section will also evaluate the functionality of the statutes
and will examine whether Indigenous peoples would benefit from
international cooperation.
A. Australia
Australia has attempted to incorporate intellectual property protections of
patent, trademark, and copyright law within Indigenous communities to
protect traditional knowledge and culture. For example, Australia allows
patent applications to be entered to preserve traditional knowledge of
plants.
81
David Claudie still knows traditional remedies from plants coming
from the homelands of the Kuuku l’yu Northern Kaanju of Australia, which
have been passed down for generations, and now he works closely with
researchers to develop this knowledge.
82
The Chuulangun Aboriginal
Corporation and the University of South Australia collected and tested these
plants, and then they filed a joint patent application on the final
78. See infra pp. 14-23.
79. Drahos, supra note 5, at 19.
80. Ada Pecos Melton, Indigenous Justice Systems and Tribal Society, A
MERICAN
INDIAN DEVELOPMENT ASSOCIATES (2004), http://www.aidainc.net/Publications/ij_systems.ht
m; Drahos, supra note 5, at 19.
81. Chuulangun Aboriginal Corporation and University of South Australia,
A
USTRALIAN GOVERNMENT/IP AUSTRALIA, http://www.ipaustralia.gov.au/about-us/public-
consultations/indigenous-knowledge-consultation/chuulangun-aboriginal-corporation/ (last
updated Oct. 12, 2012).
82. Id.
2013] Modern Age Protection 763
innovation.
83
Joint patent ownership rights allowed the Indigenous
community to share the benefits derived from the patent.
84
This is a positive
example of how Indigenous peoples can benefit from the commercialization
process and profits stemming from their traditional knowledge.
85
Trademark law is another technique that can be used for protecting
Indigenous culture. For illustration, trademark law can be applied to register
traditional names and symbols of an Indigenous community.
86
Malcolm
Mabo did just that when he created a clothing business using his family
name Mabo and symbols from his community.
87
When applying for his
trademark, another company, Mambo, disputed the mark for being too
similar.
88
The parties agreed that both could continue to use their individual
marks.
89
This example shows the individual avenues available to engage in
cultural protection while introducing Indigenous economic markets to
global consumers.
The National Indigenous Arts Advocacy Association has raised
awareness of the importance of protecting Indigenous culture through
intellectual property laws, but questions whether Australia’s laws are
adequate
90
Copyright law has also been engaged to protect Indigenous
culture, but Australia’s Copyright Act requires a work to be original, to be
reduced to material form, and to have an identifiable author.
91
These may be
legitimate qualifications to most of Australia, but Indigenous authors can
rarely meet these rigorous prerequisites because Australia’s law does not
correspond to Indigenous norms, like communal ownership.
92
Generally,
individualized forms of ownership, popular within Western legal systems,
are unsuitable for Indigenous culture and traditions because the community
owns the traditions and culture, rather than one individual owning the
culture or tradition.
93
Australia’s concept of copyright protection “only
protects the material medium rather than the idea or concept.”
94
Another
concern of Indigenous communities is the limited time period for copyright
83. Id.
84. Id.
85. See id.
86. Mabo and Mambo, A
USTRALIAN GOVERNMENT/IP AUSTRALIA, http://www.ipaust
ralia.gov.au/about-us/public-consultations/indigenous-knowledge-consultation/mabo-mambo
/ (last updated Oct. 12, 2012).
87. Id.
88. Id.
89. Id.
90. A
NITA HEISS, DHUULUU-YALA = TO TALK STRAIGHT: PUBLISHING INDIGENOUS
LITERATURE 83-87 (2003), available at Indigenous Culture and Intellectual Property Rights,
A
USTRALIAN LITERATURE RESOURCE, www.austlit.edu.au/specialistDatasets/BlackWords/Bla
ckWordsExtraNotesCh6.xml.
91. Id.; See Copyright Act 1968 (Cth) (Austl.).
92. H
EISS, supra note 90.
93. Id.
94. Id.
764 Michigan State International Law Review [Vol. 21:3
protection. According to Part III of the Copyright Act, copyright protection
for an original work only subsists for seventy years after the death of the
original author, which only grants protection for a limited time.
95
Overall,
Australia’s copyright protection falls short of being effective for Indigenous
communities.
96
Although countless communities have provided information
for research and literature, they are not entitled to any of the proceeds
resulting from sales because they cannot meet the requirements of
ownership under current copyright law.
97
Scholars effectively use and profit
from Indigenous culture and knowledge instead of Indigenous communities
supplying the information.
98
For example, unauthorized photographs were taken of Wik Apalech
dancers from Cape York, Australia and later distributed and sold as
photographs, postcards, and CDs.
99
This was offensive to the Wik Apalech
because only specific people within the Indigenous community have the
authority to see this dance and distributing these images violated that
tradition.
100
While the Copyright Act would not have assisted because the
dancers could not claim ownership of the photos, the Wik Apalech could
have claimed intellectual property protection under performers’ rights.
101
Under current intellectual property laws, Indigenous culture is vulnerable to
unlawful taking. Although there are laws attempting to protect it,
conforming Indigenous ideas to Western intellectual property law remains
difficult.
B. New Zealand
New Zealand lso tried to incorporate protections for Maori Indigenous
Knowledge into its intellectual property statutes. In 1999, a Trade Mark Act
Focus Group recommended to the Cabinet that there should be an advisory
committee formed for consultation on issues relating to Maori marks and
symbols that ought to be protected by trademark law.
102
In September of
95. Part III: Copyright in Original Literary, Dramatic, Musical, and Artistic Works,
Copyright Act 1968 (Cth) pt. III (Austl.).
96. See H
EISS, supra note 90.
97. Id.
98. Id.
99. Wik Apalech Dancers, A
USTRALIAN GOVERNMENT/IP AUSTRALIA,
http://www.ipaustralia.gov.au/about-us/public-consultations/indigenous-knowledge-consultat
ion/wik-apalech-dancers/ (last updated Nov. 12, 2012).
100. Id.
101. Id.
102. 16 Maori Advisory Committee & Maori Trade Marks: History, N
EW ZEALAND
INTELLECTUAL PROPERTY OFFICE, http://www.iponz.govt.nz/cms/trade-marks/practice-guidel
ines-index/practice-guidelines/16-maori-advisory-committee-maori-trade-marks/2-history
(last updated Aug. 3, 2012) [hereinafter 16 Maori Advisory Committee & Maori Trade
Marks: History].
2013] Modern Age Protection 765
1999, this recommendation was accepted.
103
Now Part 5 of the Trade Mark
Act of 2002 controls appointment of a Maori Trade Mark Advisory
Committee to help identify and preserve Maori marks as well as determine
whether marks would constitute an offense against the Maori.
104
Although
this advisory committee is an important step to the protection of Indigenous
marks, the committee’s recommendations are not binding on the
Commissioner, but where a mark is determined to be Maori in nature, there
will be an indication on the trademark file.
105
A separate Maori Advisory
Committee has also been assigned to the patent branch of the New Zealand
Intellectual Property Office. The advisory committee will “advise the
Commissioner of Patents on patent applications involving Maori traditional
knowledge, and indigenous plants and animals.”
106
Like the
recommendations of the Trade Mark Advisory Committee, suggestions
from the Patent Advisory Committee are just that, suggestions, and are not
mandatory.
107
As of 2001, New Zealand had not included any copyright protections for
its Indigenous people.
108
As the Maori began to recognize misappropriations
in art and popular culture, they began to express a strong desire to extend
Indigenous Knowledge protections to New Zealand copyright laws in a
similar fashion as patent and trademark law.
109
The challenge comes from
the difference between Maori property ownership beliefs and Western
property ownership beliefs.
110
The Maori believe property ownership,
including copyright ownership, extends to perpetuity, whereas the New
Zealand law currently has copyright ownership ending after the passing of
fifty years after the death of the author.
111
Again we see a conflict between
Indigenous ideas of property rights and those of the Western world.
Currently, intellectual property protections would only be influential and
103. Id.
104. 16 Maori Advisory Committee & Maori Trade Marks: Introduction, N
EW
ZEALAND INTELLECTUAL PROPERTY OFFICE, http://www.iponz.govt.nz/cms/trade-marks/practi
ce-guidelines-index/practice-guidelines/16-maori-advisory-committee-maori-trade-marks/int
roduction (last updated June 23, 2008).
105. 16 Maori Advisory Committee & Maori Trade Marks: History, supra note 99;
Maori Advisory Committee & Maori Trade Marks: Identification of Maori Signs, N
EW
ZEALAND INTELLECTUAL PROPERTY OFFICE, http://www.iponz.govt.nz/cms/trade-marks/practi
ce-guidelines-index/practice-guidelines/16-maori-advisory-committee-maori-trade-marks/3-i
dentification-of-maori-signs (last updated Nov. 16, 2009).
106. Patents Bill – First Reading in Parliament, N
EW ZEALAND INTELLECTUAL
PROPERTY OFFICE, http://www.iponz.govt.nz/cms/iponz/latest-news/expired-items/patents-
bill-first-reading-in-parliment?searchterm=maori (last visited Mar. 15, 2013).
107. Patents Bill 235 2010-2 cl. 277 (N.Z.).
108. Copyright Laws to Protect Maori Heritage, BBC
NEWS (Aug. 10, 2001),
http://news.bbc.co.uk/2/hi/business/1482203.stm.
109. Id.
110. See id.
111. Id.
766 Michigan State International Law Review [Vol. 21:3
end appropriation for a period of time; time limits and individual
designation of property ownership does not conform to Indigenous tradition.
C. South Africa
The South African Trade Minister acknowledged that traditional
knowledge extends to “knowledge generated and owned by communities
and includes knowledge about medical practices, production of food
products, cultural expressions, songs, and designs.”
112
In 2008, the Research
and Communication Division of the Directorate-General International
Cooperation of the Ministry of Foreign Affairs in the Netherlands carried
out a study to “stimulate strategic and effective use of knowledge for
development.”
113
Researchers noted there is mistrust between Indigenous
Knowledge holders and those trying to acquire that knowledge.
114
Over the
years, outside entities have abused access to South African Indigenous
Knowledge.
115
The South African government, realizing its startling loss of
resources, took a more active role in creating a binding legal instrument to
protect itself from further economic loss.
116
South Africa has made strides to
protect Indigenous Knowledge from misappropriation by pushing through
draft bills on Intellectual Property Rights, which aim to protect findings
from public research institutions.
117
One draft bill aims to limit licensing
agreements for Indigenous Knowledge and attempts to “keep the benefits . .
. in public research, reduce reliance on overseas technologies, build capacity
within South Africa, and utilise [sic] South Africa’s available resources.”
118
Economic development related to Indigenous Knowledge is currently
focused on Indigenous medicinal plants to fight healthcare issues in South
Africa.
119
Since those being affected by disease in South Africa are
generally poor, it is difficult to get funding for these research projects.
120
112. Paul Stinson, Critics Fault South Africa IP Bill For Failing to Protect
Traditional Knowledge, P
ATENT, TRADEMARK & COPYRIGHT LAW DAILY (Nov. 18, 2011),
http://news.bna.com/ptdm/PTDMWB/doc_display.adp?fedfid=23620062&vname=ptdbulalli
ssues&fcn=2&wsn=501042000&fn=23620062&split=0.
113. L
IDEWYDE H. BERCKMOES, PROTECTING INDIGENOUS KNOWLEDGE IN SOUTH
AFRICA: DEBATES ON INTELLECTUAL PROPERTY RIGHTS AND DEVELOPMENT, RADBOUD
UNIVERSITY NIJMEGEN 5 (2008), available at http://www.hivos.net/Hivos-Knowledge-
Programme/News/Protecting-Indigenous-Knowledge-in-South-Africa.
114. Id. at 8 (stating Indigenous knowledge holders distrust scientists, policy makers,
NGOs, and industry).
115. See id. at 29.
116. Id. at 29; see also Daniel Pruzin, WIPO Cites Progress on Advancing Draft Texts
for Protection of Folklore, P
ATENT, TRADEMARK & COPYRIGHT LAW DAILY (May 23, 2011),
http://news.bna.com/ptdm/PTDMWB/doc_display.adp?fedfid=20933668&vname=ptdbulalli
ssues&fcn=7&wsn=502940000&fn=20933668&split=0.
117. B
ERCKMOES, supra note 110, at 29
118. Id.
119. Id. at 30.
120. Id.
2013] Modern Age Protection 767
South Africa has looked to patent law as a way to gain capital through
licensing the findings to other scientists or research institutions.
121
The real
debate over Indigenous Knowledge is who should be paid for its
procurement? South African government and NGOs have been disputing
this issue.
122
A compromise is needed between the researchers and
government who have developed and funded these large-scale patent
projects and the local communities that are the original holders of the
Indigenous Knowledge.
123
Traditional healers recognize the value of their Indigenous Knowledge,
calling the country’s genetic and biological resources “green gold.”
124
They
insist they deserve the proper legal representation to protect their knowledge
and are entitled to suitable compensation before appropriation.
125
Traditional healers question whether Intellectual Property Rights legislation
is the proper remedy for protection of these valuable resources.
126
They fear
limiting aspects of legislation will create reduced access to traditional
remedies, produce legal monopolies on certain biological resources, and
limit, rather than stimulate, the sharing of knowledge because of economic
prospects.
127
These negative results do not correspond with traditional
access to Indigenous Knowledge. Although Intellectual Property Law
Amendment Bills were drafted to protect Indigenous Knowledge, critics
suggest these measures are flawed.
128
Similar to the situation in Australia,
the originality and authorship requirements tend to be a difficult hurdle
because traditional knowledge is generally passed down over generations,
and not able to be identified with a single author or origination date.
129
When Indigenous Knowledge cannot meet the demanding criteria for
protection, it will not be secure and will be open for appropriation.
130
Government officials urge that time is of the essence for protecting
Indigenous Knowledge, and a binding solution needs to be developed
quickly.
131
Although South Africans are hopeful for global WIPO
intellectual property protections for Indigenous Knowledge, they are wary
whether it is possible to wait for their completion before the South African
government acts.
132
121. Id. at 31.
122. Id. at 31-32.
123. B
ERCKMOES, supra note 113, at 32.
124. Id. at 35.
125. Id. at 34.
126. Id. at 36.
127. Id.
128. Stinson, supra note 112.
129. Id.
130. Id.
131. Id.
132. Id.
768 Michigan State International Law Review [Vol. 21:3
D. Canada
Under Canadian law, traditional knowledge includes “beliefs,
knowledge, practices, innovations, arts, spirituality, and other forms of
cultural experience and expression that belong to indigenous communities
worldwide.”
133
Canada recognizes it is important to safeguard Indigenous
Knowledge of Aboriginal Canadians, protect fundamental justice, and
promote one’s cultural heritage.
134
Canada also recognizes the fairness in
giving these communities a fair monetary reward for their innovations, just
as other Canadian citizens would receive.
135
Unfortunately, Canada has not
enacted any legislation to distinctly protect Indigenous Knowledge, but has
left Aboriginal communities to engage in their own forms of protection.
136
Aboriginal Canadians have run into similar problems as the previously
mentioned Indigenous communities.
137
Current intellectual property laws
are incompatible with Aboriginal property.
138
Aboriginal knowledge and
traditional creations do not fit the requirements for protection under
Canadian intellectual property laws.
139
Canada’s laws encompass many
traditionally Western ideas, including economic gain, which conflict with
Aboriginal concepts of community ownership, group identity, and
survival.
140
Recognizing the importance of protecting Indigenous traditional
knowledge, Canada has taken part in the WIPO Intergovernmental
Committee on Intellectual Property and Genetic Resources.
141
Where
international intellectual property law has generally been oriented towards
protecting multinational, rather than Indigenous interests,
142
the WIPO
Committee creates a real opportunity to extend the same protections to all
communities globally rather than orient protections to one ideological
group.
E. The United States
The United States Patent and Trademark Office (USPTO) regulates the
United States’ intellectual property rights. The job of the USPTO is to
create rules for the protection and enforcement of intellectual property
133. Simeone, supra note 6.
134. Id.
135. Id.
136. Id.
137. Id.
138. Id.
139. Simeone, supra note 6.
140. Id.
141. Id.
142. Id.
2013] Modern Age Protection 769
rights of patents, trademarks, and copyrights within the United States.
143
The United States has incorporated protections for Indigenous Knowledge
into its intellectual property regime. First, the USPTO created a database for
the voluntary registration of Indigenous insignia and symbols of state and
federally recognized tribes.
144
However, although there are guidelines for
entering insignia, there is no investigation as to whether this is the official
insignia of the registering tribe. Since the database is voluntary and is
merely a collection of insignia, no intellectual property protections are
gained through the database, like trademark rights.
145
To gain trademark
registration, Indigenous communities have to meet the specific trademark
criteria of the USPTO, which generally cannot be met.
146
The database is
used as a reference device to aid in examining trademark applications to
refuse admittance of marks that “falsely suggest a connection with
particular institutions” per 15 U.S.C. § 1052(a)(2)(a).
147
As previously mentioned, the United States also codified NAGPRA at 25
U.S.C. § 3001, protecting Indigenous artifacts with particular cultural
value.
148
Not too long ago there was no recourse for misappropriation of
Indigenous intellectual and cultural property, but now there are criminal
penalties for violation of these protections.
149
To date, Indigenous peoples
have appealed to the courts, integrating Indigenous intellectual property
with twenty-first century legal practices by filing lawsuits to protect their
rights.
150
For example, the Cow Creek Band of the Umpqua Tribe of Indians
in Oregon joined the Indian trademark case involving the Indian Motorcycle
Company consortium to “promote pride, dignity, and knowledge about
Native American heritage.”
151
The federal suit was originally filed because
Indian Motorcycles, a motorcycle manufacturing company, violated the
Indian Arts and Crafts Act of 1990 by using “Indian” in its name.
152
The
Cow Creeks joined the suit with federal encouragement, and the case was
one of the first to challenge the limited corporate responsibility when using
Indigenous names and symbols.
153
143. Office of the Administrator for Policy and External Affairs, THE UNITED STATES
PATENT AND TRADEMARK OFFICE, http://www.uspto.gov/ip/global/index.jsp (last updated
Feb. 20, 2013).
144. Native American Tribal Insignia Database, U
NITED STATES PATENT AND
TRADEMARK OFFICE (June 27, 2011), http://www.uspto.gov/trademarks/law/tribal/index.jsp.
145. Id.
146. Id.
147. Id.
148. Shammel & Stephenson, supra note 9.
149. Id.
150. See id.
151. Id.
152. Id.
153. Id.
770 Michigan State International Law Review [Vol. 21:3
Recently, there has been collaboration between the USPTO and the
Native American Intellectual Property Enterprise Council (NAIPEC).
154
The
groups joined together and signed the Memorandum of Understanding,
which aims to increase Native American inventors’ patent and trademark
filing.
155
The goals are to participate in “research and identify the IP
education needs of specific Native American communities, and to provide
that education in whatever way works best.”
156
A new office in the USPTO
will facilitate their interactions and allow direct access for Native American
intellectual property advocates.
157
This new collaboration is a prime
example of how nations can work in unison with their Indigenous
communities to create systems that function in harmony to meet the needs
of all.
158
III. I
NTERNATIONAL LAW PROTECTIONS ON INDIGENOUS CULTURE
A. WIPO Intergovernmental Committee on Intellectual Property and
Genetic Resources, Traditional Knowledge and Folklore (IGC)
Established by the WIPO in October 2000, the IGC was created to form
an international legal instrument to protect “traditional knowledge (TK),
traditional cultural expressions (TCEs)/folklore and genetic resources.”
159
Since October 2000, a series of commenting processes and meetings have
allowed committee members to advance a working document that protects
Indigenous peoples’ intellectual property rights.
160
In May 2010,
international representatives convened and began the foundational
arrangements for the IGC, most importantly creating the Intersessional
Working Group.
161
The Intersessional Working Group has held talks on
traditional knowledge to increase productivity on overly technical issues
between the biannual meetings of the IGC.
162
Draft provisions, developed
from the aforementioned commenting processes and Intersessional Working
154. Panel discussion, Expanding Outreach to the Native American Community,
UNITED STATES PATENT AND TRADEMARK OFFICE (Jan. 31, 2012), http://www.uspto.gov/new
s/speeches/2012/kappos_NAIPEC.jsp [hereinafter Expanding Outreach to the Native
American Community].
155. Id.
156. Id.
157. Id.
158. Id.
159. Intergovernmental Committee, supra note 2.
160. See id. For the outline of the first three Intersessional Working Group meetings
and documents. See Draft Provisions, W
ORLD INTELLECTUAL PROPERTY ORGANIZATION,
http://www.wipo.int/tk/en/consultations/draft_provisions/draft_provisions.html (last visited
Mar. 31, 2012) [hereinafter Draft Provisions] for a list of the first three commenting
processes.
161. Treaties: WIPO Cites Progress in Advancing Treaty On Protection of
Traditional Knowledge, supra note 37.
162. Id.
2013] Modern Age Protection 771
Group meetings, represented various discussions between national, regional,
and community experiences of various Indigenous peoples, cultural
communities, and other interested parties generally stating international
objectives and principles that have been successfully implemented on
regional and national levels.
163
The WIPO allowed a commenting process
and subsequently redrafted the provisions based on comments from
interested parties.
164
During the first commenting session between
November 2004 and February 2005, more than 200 pages of comments
were submitted.
165
All of the comments made on this and subsequent draft
provisions were taken into account by the IGC and implemented in
successive drafts.
166
On March 4, 2010, the Intersessional Working Group spent two weeks
creating and approving the draft texts for traditional knowledge and genetic
resources that will serve as the basis for future negotiations and hopefully
for the final draft of the legal document.
167
The draft on traditional
knowledge and genetic resources was reviewed for approval in May 2011,
but instead of being fully approved, discussions on the drafts continued. The
Twenty-first Intersessional Working Group took take place April 16-20,
2012 and emphasized funding, draft articles on the Protection of TK
including gap analysis provisions, representation of Indigenous
communities, and updates for the Glossary of Key Terms.
168
During the Nineteenth Intergovernmental Committee Session in July
2011, several like-minded countries discussed common goals and objectives
for the protection of genetic resources.
169
The conclusive objectives stated
during this Session were to (1) assure individuals or entities using genetic
resources or their derivatives comply with national intellectual property
laws and agreements be mutually fair and agreed to; (2) prevent intellectual
property rights from being granted in bad faith or where they do not satisfy
163. Draft Provisions, supra note 160; see also Pruzin, supra note 35 (stating working
documents on objectives and principles for intellectual property and genetic resources have
been submitted by Australia, Canada, Norway, the USA, and New Zealand).
164. Draft Provisions, supra note 160.
165. Id.
166. Id.
167. Daniel Pruzin, WIPO Makes Progress on Draft Legal Texts For Traditional
Knowledge, Genetic Resources, P
ATENT, TRADEMARK & COPYRIGHT LAW DAILY (Mar. 7,
2011) [hereinafter WIPO Makes Progress on Draft Legal Texts].
168. WIPO, Brief Summary of Documents, Intergovernmental Comm. on Intellectual
Prop. & Genetic Res., Traditional Knowledge and Folklore, 21st Sess., Apr. 16-Apr. 20,
2012, WIPO/GRTKF/IC/21/INF/2, (Mar. 27, 2012), available at http://www.wipo.int/edocs/
mdocs/tk/en/wipo_grtkf_ic_21/wipo_grtkf_ic_21_inf_2.pdf.
169. WIPO, Like-Minded Countries Contributions to the Objectives and Principles on
the Protection of Genetic Resources and Preliminary Draft Articles on the Protection of
Genetic Resources, Intergovernmental Comm. on Intellectual Prop. & Genetic Res.,
Traditional Knowledge and Folklore, 19th Sess., July 18-July 22, 2011, WIPO/GRTKF/IC/1
9/11 (July 18, 2011), available at http://www.wipo.int/edocs/mdocs/tk/en/wipo_grtkf_ic_19/
wipo_grtkf_ic_19_11.pdf [hereinafter Like-Minded Countries].
772 Michigan State International Law Review [Vol. 21:3
the eligibility conditions; (3) ensure intellectual property enforcers have
adequate genetic resources information; (4) establish a coherent and
effective system to support relationships between genetic resources
intellectual property rights and existing intellectual property protections;
and (5) prevent negative effects associated with the intellectual property
system from affecting Indigenous communities.
170
Similar committees
gathered and discussed TK and TCEs.
171
The Intergovernmental
Committees accepted the responsibility of preparing preliminary draft
articles for each of the forms of Indigenous intellectual property.
172
The
Committees addressed objectives such as providing equal protection,
extending fair negotiations, and protecting the local communities.
173
By the end of 2012, the IGC realized a single text for GRs and advanced
copies of the texts for TK and TCEs.
174
However, there are still difficult
divergences in the text that need to be resolved before a final draft can be
approved.
175
Diligent negotiations occurred in 2012, and climactic
movement is expected towards a finalized legal document before the
General Assembly meeting at the end of 2013.
176
There are currently IGC
meeting dates scheduled to discuss all three types of cultural protection.
177
February 2013 will be devoted to discussing GRs, the April IGC meeting
will discuss TK with a focus on subject matter and scope of protection, and
the July IGC meeting will dedicate several days to discuss TCEs, also with
a focus on subject matter and scope of protection.
178
At the end of July, the
committee is marked to review and amass the full text of the draft legal
170. Id.
171. See WIPO, Draft Report, Intergovernmental Comm. on Intellectual Prop. &
Genetic Res., Traditional Knowledge and Folklore, 22d Sess., July 9-July 12, 2012,
WIPO/GRTKF/IC/22/6 (Nov. 5, 2012), available at http://www.wipo.int/edocs/mdocs/tk/en/
wipo_grtkf_ic_23/wipo_grtkf_ic_23_ref_grtkf_22_6_prov_2.pdf (discussing the section-by-
section debate of the regulations for TK and TCEs).
172. See WIPO, The Protection of Traditional Knowledge: Draft Articles,
Intergovernmental Comm. on Intellectual Prop. & Genetic Res., Traditional Knowledge and
Folklore, 21st Sess., Apr. 16-Apr. 20, 2012, WIPO/GRTKF/IC/21/4, (Jan. 18, 2012),
available at http://www.wipo.int/edocs/mdocs/tk/en/wipo_grtkf_ic_21/wipo_grtkf_ic_21_
4.pdf; See WIPO, The Protection of Cultural Expressions: Draft Articles, Intergovernmental
Comm. on Intellectual Prop. & Genetic Res., Traditional Knowledge and Folklore, 22d Sess.
WIPO/GRTKF/IC/22/REF/FACILITATORS TEXT (July 13, 2012), available at
http://www.wipo.int/edocs/mdocs/tk/en/wipo_grtkf_ic_22/wipo_grtkf_ic_22_ref_facilitators
_text.pdf.
173. See Like-Minded Countries, supra note 169.
174. Press Release, WIPO, WIPO Assemblies Agree Roadmaps for New Int’l
Instruments, PR/2012/723 (Oct. 9, 2012), available at www.wipo.int/pressroom/en/articles/0
12/article_0022.html.
175. Id.
176. Id.
177. Important Dates 2013,
WORLD INTELLECTUAL PROPERTY ORGANIZATION, http://w
ww.wipo.int/tk/en/documents/pdf/igc_work_program_2013_-_ga_decision.pdf (last visited
Jan. 19, 2013).
178. Id.
2013] Modern Age Protection 773
instrument for protection of GRs, TK, and TCEs and make a
recommendation to the General Assembly on the content of the final legal
document.
179
The finalized legal document will not likely be effective
immediately, but instead, have a trickling effect as more nations appreciate
its significance and apply its multitude of protections.
1. Traditional Cultural Expressions
Traditional Cultural Expressions (TCEs) consist of Indigenous folklore,
a form of Indigenous Knowledge that is not typically protected under
Western concepts of intellectual property law.
180
The United States, in
particular, is skeptical about adding TCEs into a globally protected
category, arguing for spending more time negotiating draft text for basic
intellectual property concepts.
181
The draft text on folklore is surprisingly
more advanced than either that of TK or GR because it is the least
controverted.
182
2. Traditional Knowledge
Traditional Knowledge (TK) is the knowledge that is developed over
time and used to sustain a community.
183
TK can consist of experience,
culture, environment, local resources, animal knowledge, or plant
resources.
184
Communities expand their TK over many years and develop
and research new innovative practices to encourage growth in farming and
medicine.
185
Traditional knowledge is generally considered part of the
collective ownership of the community and is transmitted across generations
through traditional stories to select people in the community.
186
Traditional
Knowledge encompasses the broadest collection of protections, so this
section is likely to be the longest. Options for TK protections vary due to
the differences between Western and Indigenous ideologies.
187
Possibilities
include exclusive control over TK with a grant to beneficiaries, authorizing
or denying access to TK, forms of use upon consent, benefit sharing, and
use without requiring mandatory disclosure.
179. Id.
180. Pruzin, supra note 37.
181. Id.
182. Id.
183. H
ANSEN & VANFLEET, supra note 25, at 3.
184. Id.
185. Id.
186. Id.
187. See Pruzin, supra note 163.
774 Michigan State International Law Review [Vol. 21:3
3. Genetic Resources
Genetic Resources (GR) encompasses medicines, hard sciences, and
plant genetics.
188
Large concerns for participating nations involved with
global access to genetic resources are compliance to conditions to access,
use and benefit sharing, and monitoring activity across several
jurisdictions.
189
Countries concerned with global monitoring suggest that
national patent laws and regulations take precedence when determining who
has access to particular materials.
190
Currently, the text on GRs is the most
highly debated and in the most questionable form.
191
WIPO members
greatly contest this issue and, even with a basic draft text completed, there is
not an end to the negotiations in sight.
192
B. Creating Streamlined Intellectual Property Regulations
The original goal of the WIPO’s Intergovernmental Committee was to
create a draft text of an international legal instrument to be voted on by the
General Assembly.
193
The draft text is not finished, but it will contain
provisions such as key definitions, authorities, who may obtain access,
consents, liabilities, sanctions, and remedies (etc.). No matter how thorough
this WIPO draft text is, it will still need to compete with other international
intellectual property protections.
194
Other protections have been drafted or
are in the course of being drafted from other organizations, which makes it
difficult for all parties to come to an agreement, especially an agreement
that is supposed to override all others.
195
C. Permissive or Mandatory: Should the Regulations be Binding or
non-Binding?
The dispute still centers on whether the WIPO’s legal instrument should
be binding or non-binding.
196
For various reasons, different countries are
lining up on opposite sides of the line to raise arguments for or against a
binding agreement.
197
For example, Africa generally wants to create a
binding instrument, whereas the United States recommends a non-binding
agreement.
198
A binding instrument would likely be in the form of a treaty
188. Pruzin, supra note 37.
189. Id.
190. Id.
191. Pruzin, supra note 163.
192. Id.
193. Pruzin, supra note 37.
194. Pruzin, supra note 163.
195. Id.
196. See Pruzin, supra note 37.
197. See Pruzin, supra note 37.
198. Pruzin, supra note 37.
2013] Modern Age Protection 775
and any non-binding agreement would consist of recommendations, model
practices, or global guidelines.
199
It is likely this issue will not be resolved
until the final stages of negotiation, so everyone may be in suspense for a
few more years until all other issues are resolved.
200
IV. E
NSURING THE SUCCESS OF WIPO INTERGOVERNMENTAL COMMITTEE
REGULATIONS
A. Mandatory Regulations
One of the most controversial debates within the Intergovernmental
Committee is whether the WIPO regulations should be permissive or
mandatory for participating nations. The WIPO is afraid there will be less
acceptance if the regulations are mandatory. If, however, the regulations are
permissive, then there is no incentive for nations to abide by them. If the
WIPO wants its Indigenous Knowledge intellectual property regulations to
be successful in protecting Indigenous Knowledge, the regulations need to
be mandatory. Indigenous people have fought for and awaited international
protections, and permissive incorporation of WIPO regulations will not send
the same strong message as mandatory regulations. Permissive regulations
would allow nations to choose whether or not to protect the intellectual
property of a portion of its population, which should not be available. When
all other intellectual property rights are required under the WIPO and WTO,
a nation should not be allowed the opportunity to refuse intellectual
property protections for Indigenous people. It is shocking to think there
could be an exception when it comes to protecting Indigenous rights. The
strongest regulations should be applied to the most vulnerable populations,
and it is not debatable that Indigenous populations are one of the most
vulnerable when it comes to intellectual property misappropriation. The
current list of regulations is rather lengthy. An alternative to publishing the
entire transcript of voluntary regulations would be to begin with publishing
fewer mandatory regulations that all nations could agree on, and then
continue to add new regulations as they are agreed upon. Implementation of
new regulations takes time, so it may be more beneficial to begin with less
and add more as the regulations become more globally accepted.
An additional problem with voluntary implementation of Indigenous
intellectual property protections is monetary cost. To implement and
regulate compliance with the new regulations, an agency or governing body
will need to be created. With many countries struggling financially, the
additional cost of complying with the Indigenous intellectual property
regulations will be daunting and discouraging. Financially struggling
nations will not readily accept the additional costs associated with
199. Pruzin, supra note 163.
200. Pruzin, supra note 163.
776 Michigan State International Law Review [Vol. 21:3
implementing voluntary regulations. Therefore, it is a better option to begin
with fewer, but mandatory regulations and allow nations a reasonable time
to comply with such regulations.
B. Incorporate Indigenous Concepts of Ownership
As mentioned throughout this discussion, Indigenous concepts are not
equivalent to those of Western society. Differences in societal values make
it difficult for the WIPO to draft a cohesive declaration that encompasses
and includes all participants. The first issue the WIPO needs to address is
communal versus individual ownership. The Indigenous concept of
ownership focuses on communal ownership, rather than one individual
having the rights to a piece of property. This is the stumbling block in
several nations’ intellectual property laws, such as Australia, because single
ownership/authorship cannot be determined. Many times Indigenous
intellectual property goes unprotected because it does not meet the rigorous
standards set out in traditional intellectual property law. The WIPO needs to
address this issue by creating less rigorous ownership requirements for
Indigenous intellectual property. The regulations need to be formatted in a
non-traditional manner that will allow not just one, but multiple forms of
authorship. The WIPO needs to expand on the traditional format of
intellectual property law and allow ownership rights of a community, rather
than a single individual for the WIPO regulations to be successful in
protecting Indigenous intellectual property,
Secondly, the WIPO needs to expand its understanding of the time
restrictions currently placed on intellectual property protection. Generally,
Indigenous communities allow ownership rights to extend to perpetuity
Many nations have patent, copyright, and trademark laws that only protect
registered intellectual property for a few decades. Indigenous Knowledge
and culture has been passed on from generation to generation, so often
protecting Indigenous intellectual property for the life of the original
author/creator is not sufficient. Many Indigenous nations are wary of
sharing their knowledge because, first, Indigenous communities are
typically cautious of Western ideology, and, second, limited protections for
their knowledge lead to appropriation of Indigenous intellectual property.
Limited intellectual property protection means all protections will be gone
at the end of the legal limitation and the intellectual property will extend to
the public domain to be used by all. Indigenous Knowledge has traditionally
not been used for profit; rather, it was a benefit of being part of the
community. If the WIPO regulations do not address the fears of Indigenous
communities regarding the length of the protections, Indigenous
communities will need to find alternative safeguards for their knowledge.
As a result of this tension, the WIPO regulations should either lengthen the
time restrictions for protection of Indigenous intellectual property or create
2013] Modern Age Protection 777
a separate category of intellectual property for Indigenous knowledge that
allows rights to extend into perpetuity.
C
ONCLUSION
Intellectual property law has greatly expanded over the last century. It
now comprises some of the most vulnerable populations and allows
Indigenous people to combat misappropriation with twenty-first century
legal protections. One way to fully incorporate Indigenous Knowledge, a
non-traditional property right, into intellectual property law is to develop sui
generis intellectual property laws. Sui generis laws are for something that is
“of its own kind,” so they would allow nations to draft their own laws
speaking specifically to Indigenous intellectual property. Although many
nations with large Indigenous populations have already incorporated
Indigenous Knowledge into their intellectual property systems, the WIPO is
currently aiming to draft a global declaration. The WIPO’s ambitious
undertaking is essential to global recognition of Indigenous Knowledge
protections. The Intergovernmental Committee has the opportunity to create
one-of-a-kind protections that will safeguard Indigenous Knowledge beyond
any other declaration or statute, but the WIPO must take into account the
differences between Western and Indigenous concepts. To be successful, the
WIPO needs to draft mandatory regulations and incorporate Indigenous
concepts of ownership.